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RG146
Regulatory Guide 146 (RG 146) on Training of financial product advisers, formerly known as policy statement 146 (PS 146) is an Australian financial regulation issued by the Australian Securities and Investments Commission (ASIC) related to the minimum training required by individuals selling financial products.〔(【引用サイトリンク】title=Regulatory Guide 146: Licensing: Training of financial product advisers (RG 146) )〕 When used in the context of describing an individual it means that such an individual has completed relevant training and passed an exam recognised as meeting RG 146 criteria and is then able to provide advice on financial products to the general public in Australia.
All individuals must meet the RG146 requirements before they can sell financial products in Australia to the general public, this includes up-to-date ongoing training through a continuous professional development (CPD) program.
== History ==
Policy Statement 146 (PS146) was introduced under the ''Financial Services Reform Act 2001 (FSR Act)''. It prescribes adequate levels of training, competence, and experience for those seen to be giving financial product advice to retail investors. It was part of ASIC's aim to protect so called 'mum & dad' investors. The designation was changed to RG146 by ASIC on July 5, 2007.
抄文引用元・出典: フリー百科事典『 ウィキペディア（Wikipedia）』
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